0001193125-13-007751.txt : 20130109 0001193125-13-007751.hdr.sgml : 20130109 20130109101736 ACCESSION NUMBER: 0001193125-13-007751 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED NEUROSOLUTIONS INC CENTRAL INDEX KEY: 0000872947 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 391661164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55419 FILM NUMBER: 13519708 BUSINESS ADDRESS: STREET 1: 50 LAKEVIEW PARKWAY S STREET 2: STE 111 CITY: VERNON HILLS STATE: IL ZIP: 60061 BUSINESS PHONE: 847 573 8000 MAIL ADDRESS: STREET 1: 50 LAKEVIEW PARKWAY STREET 2: STE 111 CITY: VERNON HILLS STATE: IL ZIP: 60061 FORMER COMPANY: FORMER CONFORMED NAME: HEMOXYMED INC DATE OF NAME CHANGE: 20020820 FORMER COMPANY: FORMER CONFORMED NAME: OPHIDIAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970714 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC CENTRAL INDEX KEY: 0001457716 IRS NUMBER: 264219373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-356-1705 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120711 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT CAPITAL AMERICAS LLC DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT EXECUTION & CLEARING SERVICES LLC DATE OF NAME CHANGE: 20120710 SC 13G/A 1 d464891dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

(Amendment 1)

Under the Securities Exchange Act of 1934

 

 

Applied NeuroSolutions, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

03823Y203

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G/A

 

CUSIP NO. 03823Y203  

 

  1.   

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)

 

Knight Capital Americas, LLC

22-3660471

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

    453,996

   6.   

SHARED VOTING POWER

 

    Not applicable

   7.   

SOLE DISPOSITIVE POWER

 

    453,996

   8.   

SHARED DISPOSITIVE POWER

 

    Not applicable

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    453,996

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

10.31% based on outstanding shares reported in the issuer’s 10Q filed with the SEC for the period ending March 31, 2010.

12.  

TYPE OF REPORTING PERSON*

 

    BD

 


ITEM 1  

(a).

   Name of Issuer      
     Applied NeuroSolutions, INC.      
ITEM 1  

(b).

   Address of Issuer’s Principal Executive Offices      
     50 Lakeview Parkway, Suite 111, Vernon Hills, IL 60061      
ITEM 2  

(a).

   Names of Persons Filing      
     Knight Capital Americas, LLC      
ITEM 2  

(b).

   Address of principal business office      
    

545 Washington Blvd., 3rd Floor

Jersey City, NJ 07310

     
ITEM 2  

(c).

   Citizenship      
     Delaware      
ITEM 2  

(d).

   Title of Class of Securities      
     Common Stock      
ITEM 2  

(e).

   CUSIP Number      
     03823Y203      
ITEM 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:   
  (a)    x    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).


ITEM 4.    Ownership      
   (a)    Amount beneficially owned      
      453,996      
   (b)    Percent of class      
      10.31%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote      
         453,996      
      (ii)    shared power to vote or to direct the vote      
         Not applicable      
      (iii)    sole power to dispose or to direct the disposition of      
         453,996      
      (iv)    shared power to dispose or to direct the disposition of      
         Not applicable      
ITEM 5.    Ownership of Five Percent or Less of a Class   
   Not applicable   
ITEM 6.    Ownership of More than Five Percent on Behalf of Another Person      
   Not applicable      
ITEM 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not applicable.
ITEM 8.    Identification and Classification of Members of the Group      
   Not applicable.      
ITEM 9.    Notice of Dissolution of Group      
   Not applicable.      
ITEM 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      
   After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.      

Date: January 8, 2013

 

Knight Capital Americas, LLC
By:  

/s/ Michael Corrao

 

Michael Corrao

Director of Compliance